Responsibilities

• Oversee margin financing and credit risk management, including monitoring of margin requirements, client leverage, and concentration risks.
• Define and optimize risk parameters (haircut, margin ratio, concentration limits) and maintain risk models and rule-based engines.
• Conduct daily monitoring of equities, options, and futures positions, with stress testing and scenario analysis to identify potential risks.
• Enhance risk system automation and collaborate with IT/product teams on real-time alerts and forced liquidation mechanisms.
• Prepare risk reports for management and regulators (SFC/HKEX) and participate in new product risk assessments.

Requirements

• Degree in Finance, Risk Management, Mathematics, Statistics, Computer Science, or related fields.
• 5+ years’ experience in risk management within securities brokerage.
• Strong knowledge of margin financing, credit risk, and equity derivatives.
• Hands-on experience with risk systems, margin engines, and automation.
• Familiar with SFC/HKEX requirements and industry risk standards.
• Strong analytical skills, with proficiency in stress testing/ VaR models.
• Good command of English, Cantonese, and Mandarin.