Sr. VP - Risk Management | Securities / Brokerage firm | up to 60K
Hong Kong
Responsibilities
- Lead the oversight of margin financing and credit risk management, encompassing ongoing monitoring of margin requirements, client leverage levels, and concentration exposures.
- Establish and refine key risk parameters (such as haircuts, margin ratios, and concentration thresholds) while updating risk models and rule-based systems.
- Perform daily surveillance of equities, options, and futures portfolios, incorporating stress testing and scenario-based analyses to detect emerging risks.
- Drive improvements in risk system automation and partner with IT and product teams to implement real-time alerts and automated liquidation processes.
- Develop comprehensive risk reports for senior management and regulatory bodies (e.g., SFC and HKEX), and contribute to risk evaluations for new product launches.
Requirements
- Bachelor's degree in Finance, Risk Management, Mathematics, Statistics, Computer Science, or a related discipline.
- At least 5 years of professional experience in risk management at a securities brokerage firm.
- In-depth understanding of margin financing, credit risk assessment, and equity derivatives.
- Practical expertise with risk management systems, margin calculation engines, and process automation.
- Knowledge of SFC and HKEX regulatory frameworks, along with prevailing industry risk practices.
- Excellent analytical abilities, including proficiency in stress testing and Value at Risk (VaR) modeling.
- Strong proficiency in English, Cantonese, and Mandarin.
Type:
Permanent
Category: Other - No Selection Required
Reference ID:
228-28112025-HR
Date Posted:
28/11/2025
