• Investment & Insurance
• Liaise with regulators (HKMA, SFC, IA)
• 6-8 years experience

Responsibilities:

• Manage the licensed staff subject to the latest regulatory requirements
• Develop and implement compliance framework, policies and procedures in accordance with relevant laws, regulations and guidelines particularly relating to businesses
• Provide advice and guidance to the investment & insurance businesses to ensure compliance with relevant regulatory requirements
• Conduct gap analysis and provide recommendations on new regulatory requirements, in relation to insurance businesses
• Review new product & service proposals, policies and procedures as well as marketing materials
• Monitor and conduct checking on investment & insurance sale process to ensure compliance with relevant regulatory requirements
• Prepare and conduct compliance training
• Handle ad hoc projects assigned by Team Head from time to time

Requirements:

• Bachelor degree holder in Law, Finance, Business Administration, Risk Management or related discipline
• Ideally 6-8 years of investment & insurance compliance experience
• Sound Knowledge in investment & insurance products, regulatory requirements and market practices
• Exposure in China financial institutions with relevant compliance experience is highly preferable
• Relevant qualification in insurance compliance and other compliance experience is a plus
• Good command in both written and spoken English and Chinese (including Mandarin)
• Possess a strategic & decisive mindset and good interpersonal & communication skills

Interested parties please send your resume to harry.wong@manpowergrc.hk