Responsibilities:

-          Serve as the Sole Responsible Officer for Type 9 regulated activities.

-          Lead and oversee all operational aspects of the SFC licensed business.

-          Develop and implement compliance policies, procedures, and internal controls aligned with macro investment strategies.

-          Supervise fund establishment and structuring across relevant jurisdictions.

-          Manage day-to-day fund operations and administration.

-          Ensure ongoing adherence to all SFC regulatory requirements.

-          Act as the primary liaison with the SFC and other regulatory bodies as needed.

-          Oversee the daily operations of all regulated activities.

-          Establish and maintain robust risk management and AML/KYC frameworks.

-          Report regularly to senior management on all compliance-related matters.

-          Preference will be given to candidates with quantitative trading experience.

-          This role may also involve ad-hoc projects and as be a Director role.

Requirements:

-          Must be a current holder of SFC Type 9 licenses with unconditional RO status, fully eligible to act as the Responsible Officer for both regulated activities.

-          Minimum of 5 years of relevant experience in the financial services industry, with in-depth knowledge of SFC rules and guidelines.

-          Strong leadership and communication skills, with a proven ability to collaborate effectively across all organizational levels.

-          Detail-oriented, highly analytical, and proactive in problem-solving.

-          Bachelor's degree in Finance, Law, Business Administration, or a related field.

-          Fluency in English, Cantonese is required.

Interested parties, please send your resume to charlotte.mou@manpowergrc.hk